Privacy Notice

The confidentiality of your personal information is important to LVM Capital Management, Ltd.  You have chosen to do business with LVM, and LVM guards that relationship with great care, beginning with the information you have chosen to share with us.  You can be confident that your financial privacy is a priority of LVM.  LVM is required by law to give you this Privacy Notice to explain how LVM collects, uses and safeguards your personal financial information.  If you have any questions, please contact LVM at 269-321-8120.

 

LVM's Limited Disclosure of Nonpublic Personal Information.

 

LVM does not disclose nonpublic personal information to non-affiliated third parties, except to custodians, broker-dealers, and sub-advisors as necessary to carry out the terms of the Investment Advisory Agreement with each client. Although not disclosed by LVM, this information may be accessible to computer hardware and software vendors when they update or maintain LVM’s computer systems.  Other disclosure may occur if required by the SEC, FINRA or other federal or state regulators, required to be disclosed by law, or as may be necessary or helpful for resolving disputes, clearing trades or enforcing the Investment Advisory Agreement.

 

The categories of non-affiliate third parties to whom information is disclosed is limited to the custodians, broker-dealers, and sub-advisors engaged by the client or LVM for purposes of carrying out the transactions set forth in the Investment Advisory Agreement or to financial planners, attorneys, CPAs, or other advisors engaged by the client.

 

Types of Information Collected.

 

"Nonpublic personal information" is information regarding a client that LVM obtains in connection with providing its investment advisory and financial planning services. LVM collects information regarding clients in the following categories:

 

  • Information about the client;

  • Information about the client's transactions with LVM;

  • Information about the client's transactions with non-affiliated third parties.

Security Procedures.

 

To maintain security of nonpublic personal information, LVM restricts access to client and account information to persons who need to know that information to provide a client with wealth management services. LVM's employees are trained in the importance of maintaining confidentiality and client privacy. All LVM employees sign confidentiality agreements. LVM uses physical, electronic and procedural safeguards that are consistent with sound industry practice to safeguard nonpublic client information.

 

KZLIB:363748.1\050233-00004 rev 2016

P 800.488.2036   |    F 877.321.8126
7840 Moorsbridge Road, Portage, Michigan 49024

999 Vanderbilt Beach Road, Suite 200, Naples, Florida 34108

All content © LVM Capital Management LTD | Legal

LVM Capital Management is a fee-only wealth management firm

As a Registered Investment Advisor (RIA), LVM adheres to the Fiduciary Oath, placing clients' interests first.